Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Alexander Jackson MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Allen Spencer KimU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-09-2014
Angela Kay SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-10-2019
Ashlie Marie JohnsonMorgan StanleyWells Fargo Clearing Services, LLC$10007-01-2016
Barbara Ward RowleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-26-2012
Bradley Wayne HeathCetera Investment Services LLCWells Fargo Clearing Services, LLC03-28-2018
Briana Jane BlockerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-16-2013
Carol Lynn GregoryWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15001-11-2019
Chris Stephen LoutsisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-05-2018
Connor James DonnellyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC10-20-2010
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-09-2009
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-25-2019
David Scott HimebaughRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5001-30-2015
Debra Ann ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-18-2014
Dennis David KarjalaWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC02-13-2015
Derek John LeonardMorgan StanleyWells Fargo Clearing Services, LLC10-16-2017
Douglas Mark DumaisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-26-2018
Dustin Ryan MichaelsonThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC12-26-2018
Eric Wendell AllenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-02-2019
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-10-2015
Fred Richard ElledgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-06-2016
Garth Michael ConnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2009
Garth O. YoungStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-02-2015
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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