Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Louis MandlinEdward JonesWells Fargo Clearing Services, LLC$6303-31-2017
Alison Anne CoacherU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC12-08-2016
Lane Ryan SteelLPL Financial LLCWells Fargo Clearing Services, LLC$4610-17-2016
Sue Park YoonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-14-2016
Sean Michael JonesKey Investment Services LLCWells Fargo Clearing Services, LLC10-11-2016
Fred Richard ElledgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-06-2016
Kurt John HilgerNational Securities CorporationWells Fargo Clearing Services, LLC$15007-18-2016
Ashlie Marie JohnsonMorgan StanleyWells Fargo Clearing Services, LLC$10007-01-2016
Thor Walter AndersonMorgan StanleyWells Fargo Clearing Services, LLC$1307-01-2016
John William DonaldsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-16-2016
Riley MoringLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2016
Trevor Dean LaroweJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-02-2016
Robert N. Chenier Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-21-2016
Kim Louise MooreVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$5008-13-2015
Mark Thomas O'NeilRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-30-2015
James Lee GruettMorgan StanleyWells Fargo Clearing Services, LLC$1004-16-2015
Kyle M. PatersonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC04-07-2015
Dennis David KarjalaWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC02-13-2015
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-10-2015
David Scott HimebaughRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5001-30-2015
Garth O. YoungStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-02-2015
John Francis ProbascoFisher InvestmentsWells Fargo Clearing Services, LLC07-23-2014
Debra Ann ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-18-2014
Keith Randall WhitmanMorgan StanleyWells Fargo Clearing Services, LLC$5006-06-2014
Mary Colleen BlackMorgan StanleyWells Fargo Clearing Services, LLC06-06-2014
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Showing 26 to 50 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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