Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Alioto Florence Alioto-ProsperoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$32509-16-2019
James P DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25004-05-2018
Clay Brandt Nate BrandtRaymond JamesWells Fargo Clearing Services, LLC$17306-20-2018
Jeff Porasik Suzanne YdeRaymond JamesWells Fargo Clearing Services, LLC$40504-17-2018
Donald McCullough John McCullough William SparksRaymond JamesWells Fargo Clearing Services, LLC$22008-12-2016
Gregory Weggeman R Peter Dales Theodore Baszler Jennifer ButtramRaymond JamesWells Fargo Clearing Services, LLC$22503-14-2016
Alan J Henry Steven Jensen Emily Zimmerman Michael Ollmann Deborah Helm Sandra KarwoskiRaymond JamesWells Fargo Clearing Services, LLC$22511-06-2015
Luke Kuchenberg Tyson RayRaymond JamesWells Fargo Clearing Services, LLC$22001-17-2014
John D KampenB.C. Ziegler & Co.Wells Fargo Clearing Services, LLC12-13-2013
Emilie Ann GayCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC09-01-2020
Christopher Allen ZehrenW&S Brokerage Services, Inc.Wells Fargo Clearing Services, LLC05-01-2020
Barbara Joan FrenzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-01-2020
Carl John HellebergRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
John Armand WelschRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25604-01-2020
Gregory Richard FuerstRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5604-01-2020
Michael Alphonse KorbRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-01-2020
Mark Matthew KillingsworthRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-06-2020
Stephen Elmer VesseyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-06-2020
James Frederick AliotoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$11309-16-2019
Florence Mary ProsperoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$19809-16-2019
Jamie Colburn WilliamsEllenbecker Investment GroupWells Fargo Clearing Services, LLC08-29-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Dalip Singh ChadhaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Jacob M JirscheleAssociated Investment Services, Inc.Wells Fargo Clearing Services, LLC03-13-2019
Jessica Marie AlbrechtBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC02-08-2019
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.