Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Joan FrenzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-01-2020
Carl John HellebergRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
John Armand WelschRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25604-01-2020
Gregory Richard FuerstRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5604-01-2020
Michael Alphonse KorbRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-01-2020
Mark Matthew KillingsworthRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-06-2020
Stephen Elmer VesseyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-06-2020
Terrie AmundsonLPL Financial LLCWells Fargo Clearing Services, LLC$2510-02-2019
James Frederick AliotoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$11309-16-2019
Florence Mary ProsperoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-16-2019
Jamie Colburn WilliamsEllenbecker Investment GroupWells Fargo Clearing Services, LLC08-29-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC08-02-2019
Jason Victor SponholtzU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-20-2019
Dalip Singh ChadhaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Jacob M JirscheleAssociated Investment Services, Inc.Wells Fargo Clearing Services, LLC03-13-2019
Seemi Ejaz BajwaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-11-2019
Jessica Marie AlbrechtBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC02-08-2019
Peter KontichAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2711-16-2018
Thomas Joseph NeumannThe Huntington Investment CompanyWells Fargo Clearing Services, LLC07-31-2018
Hassan Syed AkhtarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-11-2018
Clay William BrandtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15005-25-2018
Nathaniel William BrandtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-25-2018
Suzanne Catherine YdeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-06-2018
Jeffrey Michael PorasikRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-06-2018
James Patrick DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-05-2018
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.