Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Edward BloomerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-06-2009
John Charles EschHarbour Investments, Inc.Wells Fargo Clearing Services, LLC10-27-2009
Michael Paul SonnichsenWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC11-16-2009
Brian Anthony FaracyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-29-2011
Michael J. LinseStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1008-01-2011
Arthur John Schweitzer, James Gregory PondelMorgan StanleyWells Fargo Clearing Services, LLC$5005-11-2012
Ali GarbaMorgan StanleyWells Fargo Clearing Services, LLC$2508-03-2012
David Karl FrancisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-31-2012
Debra Ann SteflMorgan StanleyWells Fargo Clearing Services, LLC11-02-2012
Joel Patrick PergolskiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2013
Susan Mary BreyerCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC03-16-2013
Todd Chase JordanEdward JonesWells Fargo Clearing Services, LLC04-05-2013
Jonathan Kyle LeipoldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-03-2013
Laurie Jean TebonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10007-08-2013
Rachael Ann NickelsenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2014
John Paul Cobey, James Patrick Westphal, Michael Thomas Schiek, James Murphy SiddersMorgan StanleyWells Fargo Clearing Services, LLC$5008-29-2014
Barbara Jean DonaldsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-26-2014
Gary David SievewrightRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1004-20-2015
Kenneth P. CourtsSecurities Service Network, LLCWells Fargo Clearing Services, LLC06-10-2015
Jonathan Stephen DavisNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC07-10-2015
Glenn KirstNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC$1009-17-2015
Alan John HenryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10011-06-2015
Michael Walter OllmannRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-06-2015
Janet Sarah GrimmLPL Financial LLCWells Fargo Clearing Services, LLC$1001-08-2016
Gregory Scott WeggemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$7501-29-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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