Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Orvin NimmoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10002-06-2009
Christian Michael NimmoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-06-2009
Jon Edward BloomerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-06-2009
Robin Lee TylerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-06-2009
Randall Robert RubensRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2504-03-2009
Steven Eric AbrahamsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2504-03-2009
David Lawson HarrisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-15-2009
William Roger IselinNorthland Securities, Inc.Wells Fargo Clearing Services, LLC$2506-01-2009
Michael Alexander LinsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-11-2009
Richard Allen PfahlerRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC06-19-2009
Christopher Michael YesbeckRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC06-19-2009
Robert John StangelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-25-2009
Thomas James AldrichWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-26-2009
Scott Elliot WildmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-10-2009
Joel William BeckRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5007-24-2009
James Walter KaellnerRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC09-11-2009
John Charles EschHarbour Investments, Inc.Wells Fargo Clearing Services, LLC$1010-27-2009
Michael Paul SonnichsenWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC$10011-16-2009
Michael Lony SchugVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-04-2010
Linda Marie VettingVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$2502-02-2010
Brian Dennis MazgajM&I Investment Management Corp.Wells Fargo Clearing Services, LLC$10008-23-2010
Steven Mark BandyAbacus Investments, Inc.Wells Fargo Clearing Services, LLC$1009-29-2010
Peggy Ellen BorisLPL Financial LLCWells Fargo Clearing Services, LLC$2512-10-2010
Steven Quinn AdamskiLPL Financial LLCWells Fargo Clearing Services, LLC$5012-16-2010
Charles Edward ZwiefelhoferU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-29-2011
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.