Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Austin Heberger, Gavin LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$58704-30-2019
Michael Jude PeschelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
David Allan McBee Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
Michael Morris MikeskaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-30-2019
Kelly Allen AngellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Mark Edward SchaferRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Justin Gregory DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-18-2019
Carolyn Marie Parenti-PearsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Frederick Alan BushRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Michelle Bradshaw OrcuttRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2019
Bruce Paulus HoffmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-17-2019
Peter D. KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Thad Anthony OrtezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-02-2018
Scott Matthew BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Rebecca Thornton CatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-05-2018
Bradford Robert Coyle JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-04-2018
Logan R StoneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-01-2018
Janet Lynn SchmeskiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-01-2018
David Joseph MattyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-01-2018
Michael S. StocktonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-01-2018
Christopher Joseph DevineRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-07-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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