Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Bailey Bass Bartee | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 06-07-2019 |
| Bradley Allen Cordes | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $172 | 06-07-2019 |
| Micah Edward Nathan | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $25 | 06-06-2019 |
| Steven Jeffrey Hefter | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 06-05-2019 |
| Benjamin Moshe Leshem | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 06-05-2019 |
| Jacob Grant | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 06-04-2019 |
| Christopher Daniel Macleod | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $100 | 05-24-2019 |
| William Howard Gomberg | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $50 | 05-23-2019 |
| Jodie Marie Kessler | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 05-23-2019 |
| Michael David McQuilkin | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 05-22-2019 |
| Candy Rene Hawkins | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 05-17-2019 |
| Gail Carrion | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $50 | 05-17-2019 |
| Mark Anthony Filardi | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 05-17-2019 |
| Robert Edward Holland | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 05-16-2019 |
| Charles Andrew Evans | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $50 | 05-16-2019 |
| Roderick Dale Morrison | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 05-10-2019 |
| Marc Alan Johnson | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $100 | 05-10-2019 |
| Eugene Francis Richardson Jr. | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $100 | 05-10-2019 |
| Carol Elizabeth Ramsdell | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 05-10-2019 |
| Daniel Gerard Campbell | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 05-10-2019 |
| Craig Sorrell Pittman Jr. | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 04-05-2019 |
| Gabriel Sebastian Davis | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $1,000 | 03-15-2019 |
| Frank Michael Lusebrink | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 03-15-2019 |
| Wendy Sue Dancer | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | — | 03-15-2019 |
| James Alan Campbell | Wells Fargo Advisors Financial Network, LLC | Wells Fargo Clearing Services, LLC | $50 | 03-08-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
