Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Elijah McClellanSunTrust Advisory Services, Inc.Wells Fargo Clearing Services, LLC06-11-2019
John Paul KirkwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-05-2019
Adam Blake BanksFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Armando Humberto BermudezHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC05-29-2019
Frederick Lloyd FreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-09-2019
Carlos O. Saitcevsky GuerreroIntercam Securities, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Eugene LevitMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-16-2019
Jordan Michael AlhadeffMurray Street Capital Advisors, LLCWells Fargo Clearing Services, LLC04-11-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Casey A. MuhtadiSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-08-2019
Tyler Curtis JacksonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-02-2019
Andrea Lee PatrickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-02-2019
William Romain Spell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-02-2019
Melissa Rae SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-29-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC03-11-2019
Dmitriy Georgiyevich StepanovMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-07-2019
Brent J. RamseyProEquities, Inc.Wells Fargo Clearing Services, LLC02-20-2019
Breandan Sean KellyLPL Financial LLCWells Fargo Clearing Services, LLC02-14-2019
Heidi Elaine YoungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-01-2019
Eric Roger Williams IIILPL Financial LLCWells Fargo Clearing Services, LLC02-01-2019
Richard Warren FleccaCetera Advisors LLCWells Fargo Clearing Services, LLC02-01-2019
Sean David McVeyNaples Wealth PlanningWells Fargo Clearing Services, LLC01-30-2019
Zachary Thomas OmansonNational Securities CorporationWells Fargo Clearing Services, LLC01-25-2019
Brian J. McDonaldJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2019
Franklin Carlyle Tiller IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.