Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Patrick HardingCiti Private Advisory, LLCWells Fargo Clearing Services, LLC05-17-2019
Chad Michael BakerFisher InvestmentsWells Fargo Clearing Services, LLC05-16-2019
Eric Wendell AllenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-02-2019
Richard Allan NelsonLPL Financial LLCWells Fargo Clearing Services, LLC$10005-01-2019
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC$5004-25-2019
Orayinkah Fazasieu CarewWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-24-2019
Thomas Adam BraileHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-17-2019
Patrick Thomas ConklinHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-17-2019
David John SimpsonHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-17-2019
Joshua Daniel JeffriesLPL Financial LLCWells Fargo Clearing Services, LLC02-22-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Christine GuoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC12-27-2018
David Douglas OstronicTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC12-18-2018
Richard Edward Olsson Jr.Fisher InvestmentsWells Fargo Clearing Services, LLC12-05-2018
Jonathan Jordan PalmerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Alexander Jackson MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Michael Joseph FoodyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-26-2018
Ashley M. RomeroKey Investment Services LLCWells Fargo Clearing Services, LLC09-24-2018
Jennifer Stacy JohnstonHighTower Advisors, LLCWells Fargo Clearing Services, LLC09-07-2018
Joshua Charles SienkiewichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2018
Mark Edward GrahamStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-09-2018
Brandon Maxwell CohenFisher InvestmentsWells Fargo Clearing Services, LLC07-19-2018
Megan Thorpe StanfieldU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-12-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.