Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam DunbarSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC01-17-2019
Anna Elizabeth BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Benjamin John NicholsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10010-05-2018
Bradford Robert CoyleSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-04-2018
Brett Aubrey VetenskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2506-06-2019
Brian Timothy ConlonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-07-2018
Bryant MathurinCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-19-2018
Carol Elizabeth RamsdellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Chad L. CohenFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-15-2019
Cheryl Ann Rambler-GoveiaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2019
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Dana Gale Elston IIIndependent Advisor Alliance, LLCWells Fargo Clearing Services, LLC04-03-2019
David Paul SchulmanFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$2502-15-2019
Eileen Bridget VitarelleCommonwealth Financial NetworkWells Fargo Clearing Services, LLC10-05-2018
Eugene Francis Richardson Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-10-2019
Eugene Joeseph Rooney Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2018
George Philip Fuchs Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$1002-15-2019
Jacqueline Doris GervaisSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC01-17-2019
James Andrew NylundSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC01-17-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
John Joseph Biondo Jr.Global Retirement Partners LLCWells Fargo Clearing Services, LLC06-20-2019
Larry Alan JacobsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-21-2018
Lisa Cathleen AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5001-30-2019
Lloyd Thomas LaytonCoastal Equities, Inc.Wells Fargo Clearing Services, LLC$5001-15-2019
Marc Alan JohnsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-10-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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