Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Landon M. JensenBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Cesar E. FierroTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Jonathan Grant GarlowPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Brandon Angelo FancherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-23-2019
David Harlan HolbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2019
Gina Ricci MooreRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-22-2019
Elizabeth Ann CorriherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC08-21-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Rafael DiasBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Kwesi Tuere ColemanNequit Wealth & Investment Management, LLCWells Fargo Clearing Services, LLC08-20-2019
Kenneth Andre RobinsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Nicholas Joseph RosaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Daniel Sinan AytekinJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-16-2019
Peter James MoschakVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$15008-16-2019
Christopher J. ErbeckAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-16-2019
Lisa Luke WorkmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-16-2019
Christopher Stephen JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-16-2019
Fred Michael AsfouryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-16-2019
Rylan Stephen NordquistJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2019
Kristjan PrekaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2019
Hugo NavarroHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-15-2019
Betty Jane ReynoldsW&S Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5008-15-2019
Alan R. CicoraMorgan StanleyWells Fargo Clearing Services, LLC$15008-15-2019
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Showing 1 to 25 of 1,104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.