Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abe CastellonLPL Financial LLCWells Fargo Clearing Services, LLC05-08-2019
Adam Blake BanksFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Andrea Lee PatrickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-02-2019
Andrew D LambValMark Securities, Inc.Wells Fargo Clearing Services, LLC06-14-2019
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Angelina MilenevskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Anna Elizabeth BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Austin Heberger Gavin LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Austin Norris Heberger JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Beth Anne MonahanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10003-29-2019
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-17-2019
Brent Marshall NaylorEdward JonesWells Fargo Clearing Services, LLC$2503-22-2019
Brett Aubrey VetenskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2506-06-2019
Brett Michael WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-31-2019
Brian James WhiteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-25-2019
Brian Wayne KochRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-13-2019
Brittany Dawn SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Bruce Joseph TicknorStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$27905-10-2019
Bruce O Dye JrLPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Bryan Gerald MussoAdvisor Resource CouncilWells Fargo Clearing Services, LLC$1,00004-26-2019
Carlos O Saitcevsky GuerreroIntercam Securities, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Casey A MuhtadiSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-08-2019
Cassandra Kernodle RickettsWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-18-2019
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Showing 1 to 25 of 241 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.