Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Anthony GaetaCetera Advisors LLCWells Fargo Clearing Services, LLC06-14-2019
Andrew D. LambValMark Securities, Inc.Wells Fargo Clearing Services, LLC06-14-2019
Kenie Theresa WrennRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-14-2019
Wesley James DarilekHilltop Securities Inc.Wells Fargo Clearing Services, LLC$2506-14-2019
Saul Ernesto LicoHilltop Securities Inc.Wells Fargo Clearing Services, LLC06-14-2019
George William McMullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Robert Anthony MarroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Wilbert DominguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Richard Warren Stubbs Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
Steven J. ClarkStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Kelly Anne FieldingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
James Pinckney Kellett IVKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
Robert Lewallen Porter Jr.Kingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
Anna Elizabeth BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Maria Zuleima Martinez-ZepedaPFS Investments Inc.Wells Fargo Clearing Services, LLC06-12-2019
Stephen John SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-12-2019
Joanna Vanessa RansomBB&T Securities, LLCWells Fargo Clearing Services, LLC06-12-2019
James Elijah McClellanSunTrust Advisory Services, Inc.Wells Fargo Clearing Services, LLC06-11-2019
Mykel Jerome KingFirst Command Financial Planning, Inc.Wells Fargo Clearing Services, LLC06-11-2019
Misty Dawn CooperJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-08-2019
Joshwin Anthony ClervoixHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC06-07-2019
Joseph Anthony UllrichAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-07-2019
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Erin Morsch HallLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.