Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary John BlumenthalCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-22-2019
Derek John OsmonTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC07-22-2019
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Fielding Scott MillerCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC07-19-2019
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Jason Edwin ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Carolyn Scott ClowersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-19-2019
Randy G KolendaHayden RoyalWells Fargo Clearing Services, LLC$5007-19-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Kenneth Robert ConidarisFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-18-2019
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
William McConvilleQuint Capital CorporationWells Fargo Clearing Services, LLC07-18-2019
Gail Lucette FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-18-2019
Richard KimJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Lyle Kenneth HewsPark Avenue Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Kevin Robert KrisowatyLeumi Investment Services Inc.Wells Fargo Clearing Services, LLC07-17-2019
Adam Thomas TirapelleLaurel Wealth Advisors, Inc.Wells Fargo Clearing Services, LLC$2507-17-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019
Felicia FelicianoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-16-2019
Tiffani Lynn HamiltonLPL Financial LLCWells Fargo Clearing Services, LLC07-16-2019
Robert Wayne HoffpauirFisher InvestmentsWells Fargo Clearing Services, LLC07-16-2019
Stephanie JonesMorgan StanleyWells Fargo Clearing Services, LLC07-16-2019
Albert T. NgHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-15-2019
Jau-Der TsaiCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-15-2019
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.