Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wilbert DominguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Anna Elizabeth BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-13-2019
Brett Aubrey VetenskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25006-06-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-24-2019
Scott Robert DoughtyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-13-2019
Douglas Anthony BrkichOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-06-2019
Michael Wayne FeinmanEmpire Asset Management CompanyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$47004-15-2019
Dana Gale Elston IIIndependent Advisor Alliance, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-03-2019
Paul David MarasciulloAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-29-2019
Everard Jamel BisnauthNeuberger Berman BD LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-25-2019
Cheryl Ann Rambler-GoveiaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-01-2019
Jeffrey MercadoLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-01-2019
Ronan David CoxNational Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-22-2019
George Philip Fuchs Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-15-2019
Gregory Alexander CarafelloFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-15-2019
Stephen John WoodCommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15002-15-2019
David Paul SchulmanFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25002-15-2019
Chad L. CohenFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-15-2019
Alan SoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-15-2019
Kevin R. OconnellFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-15-2019
Bradley John EichHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-04-2019
Todd Michael MirandaRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-01-2019
Peter Elliot MarshallNational Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15002-01-2019
Lisa Cathleen AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25001-30-2019
Jacqueline Doris GervaisSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-17-2019
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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