Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Scott KelloggAmeriprise Financial Services, Inc.Wells Fargo Investments, LLC$5010-22-2010
Ryan Joel Mason, Justin Michael ElliottAmeriprise Financial Services, Inc.Wells Fargo Investments, LLC10-07-2010
Cindy Lou NegriAmeriprise Financial Services, Inc.Wells Fargo Investments, LLC$10008-27-2010
Dwayne Keith KitchenAmeriprise Financial Services, Inc.Wells Fargo Investments, LLC05-28-2010
Christopher Michael ReaBancWest Investment Services, Inc.Wells Fargo Investments, LLC09-24-2010
James Steven PaytonCetera Advisor Networks LLCWells Fargo Investments, LLC$1001-11-2010
William Edward Torriente Jr.Comerica SecuritiesWells Fargo Investments, LLC10-26-2009
Heidi Ann MooreCountry Capital Management CompanyWells Fargo Investments, LLC03-27-2009
Stephen Mark SeewerCUSO Financial Services, L.P.Wells Fargo Investments, LLC09-09-2009
Christopher Douglas RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC$5011-01-2010
Cindy Lynn RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC11-01-2010
Alexander Nesbit TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC$2506-15-2010
Timothy James TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC06-15-2010
Brock LoenD.A. Davidson & Co.Wells Fargo Investments, LLC$15006-24-2009
Ronald Alexander KennedyEdward JonesWells Fargo Investments, LLC01-24-2011
Matthew Luke KissingerEdward JonesWells Fargo Investments, LLC08-13-2010
Lori Ladona OlsonEdward JonesWells Fargo Investments, LLC06-25-2010
Alfonso Ariel HolguinEdward JonesWells Fargo Investments, LLC05-10-2010
Neil Jamieson BerstonEdward JonesWells Fargo Investments, LLC04-12-2010
Darwin Ray Pressley Jr.Edward JonesWells Fargo Investments, LLC04-12-2010
Amelia L. LoFirst Republic Securities Company, LLCWells Fargo Investments, LLC03-28-2011
Sibonae D. JonesFrost Brokerage Services, Inc.Wells Fargo Investments, LLC09-15-2010
Kevin H. FungHSBC Securities (USA) Inc.Wells Fargo Investments, LLC07-12-2010
John Eric CarlsonIndependent Financial Group, LLCWells Fargo Investments, LLC07-13-2010
Gianpaolo BicegoJ.P. Morgan Securities LLCWells Fargo Investments, LLC02-11-2010
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Showing 1 to 25 of 1,228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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