Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Young Mo ChungMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC$10001-02-2009
Jorge Tadeo SaldarriagaUnionBanc Investment Services, LLCWells Fargo Investments, LLC01-06-2009
Kennon Rene KleinUnionBanc Investment Services, LLCWells Fargo Investments, LLC01-13-2009
Wayne Forrest Winn Jr.WFG Investments, Inc.Wells Fargo Investments, LLC01-13-2009
Andrew Roy DaleU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC01-14-2009
Joseph Daniel DonovanLPL Financial LLCWells Fargo Investments, LLC$10001-27-2009
Lisa Anne Tetrault SonterreEdward JonesWells Fargo Investments, LLC01-30-2009
Ryan Blake AndersonSecurities America, Inc.Wells Fargo Investments, LLC$10002-01-2009
Terry David ThomasBancWest Investment Services, Inc.Wells Fargo Investments, LLC$15002-06-2009
Dora Maria PascoLPL Financial LLCWells Fargo Investments, LLC$10002-20-2009
Louis Rodrigue Messah FoudaWaddell & ReedWells Fargo Investments, LLC$50003-01-2009
Tyron Kristopher SellMorgan Stanley & Co. IncorporatedWells Fargo Investments, LLC03-01-2009
Christopher Norbert KisselMorgan Stanley & Co. IncorporatedWells Fargo Investments, LLC03-01-2009
Richard Chia ChangHSBC Securities (USA) Inc.Wells Fargo Investments, LLC$10003-16-2009
Christopher Arlen ConradRaymond James Financial Services, Inc.Wells Fargo Investments, LLC03-24-2009
Heidi Ann MooreCountry Capital Management CompanyWells Fargo Investments, LLC03-27-2009
Jeffrey Scott OetmanMorgan Stanley & Co. LLCWells Fargo Investments, LLC$10004-01-2009
Sean Richard O'DonnellUBS Financial Services Inc.Wells Fargo Investments, LLC$25004-01-2009
Kenneth JosefsbergUBS Financial Services Inc.Wells Fargo Investments, LLC$10004-17-2009
George William Bonney IIIRBC Capital Markets, LLCWells Fargo Investments, LLC$10004-17-2009
Andrew Steven ArcherUBS Financial Services Inc.Wells Fargo Investments, LLC$15004-17-2009
Sonya Ann SimmonsRBC Capital Markets, LLCWells Fargo Investments, LLC04-17-2009
Thomas Emanuel WolfCitigroup Global Markets Inc.Wells Fargo Investments, LLC04-27-2009
Gary Robert BubaloRBC Capital Markets, LLCWells Fargo Investments, LLC$10005-01-2009
John Paul LawienRBC Capital Markets, LLCWells Fargo Investments, LLC$10005-01-2009
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Showing 1 to 25 of 295 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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