Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruth Lenore TransueWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Fernando Camou ParadaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Lisa Gayle BairdWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
William Howard WilliamsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Robb Salter BurrisWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Joseph Peter Cahill Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Natalie Jean Flamm-StutenrothWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Craig Angus McCrindleWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Rocco BianchiWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
John Arlan WoodsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Scott Hobbs HoffeckerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Benedetto John D'AlessandroWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Karla Jean MettelWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Sharla Ruth ShaneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Navid TofighWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$1001-03-2011
Joseph J McDonnellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Charles Elliott Gibbs Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
David Michael GerutWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Maria Jayne BradyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Theresa Louise CarmichaelWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Sarah Elizabeth Johnson FajardoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Terri Lynn OsnessWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Larry Joseph OsborneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Suzette B. De La TorreWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kelly Thomas RyanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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