Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amelia L. LoFirst Republic Securities Company, LLCWells Fargo Investments, LLC03-28-2011
Ghassan Charlie HowellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC03-04-2011
Michael Brinton KiddMorgan StanleyWells Fargo Investments, LLC01-06-2011
Mark Francis CavalierWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Gary Dale HallWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
James E. McCabeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
John Daniel Blasewitz Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
James Rollen MonroeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jeffrey Anthony RuppWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ruth Ellen MillerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jeffrey Marshall SmithWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jeffrey Allen CoonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Thomas Turner TateWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Michael Anthony DinardoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kathryn Garl RomanczukWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kenneth Edward ShawWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jose Romeo MurciaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Arthur Myles RegottazWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Robert Naylor Barbour Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Amie Beth ParrishWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kenneth Candido De Los SantosWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Michael Craig PotucekWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kristin Ann TangenWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Walter Francis WellsfryWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
John Oscar GaileyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 488 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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