Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy Ray Van WinkleChase Investment Services Corp.Wells Fargo Investments, LLC06-08-2009
Steven Conway SpantonLPL Financial LLCWells Fargo Investments, LLC$50010-01-2010
Heather Kristin RoentzMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC$10001-01-2011
Christopher Michael MullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC$50012-17-2010
Bryan Oliver HickelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC05-24-2010
Mark Conrad LajoieMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC$25011-01-2009
Marc Timothy Pasquariello-WilliamsMorgan StanleyWells Fargo Investments, LLC07-27-2009
Steven Troy JonesRaymond James Financial Services, Inc.Wells Fargo Investments, LLC$10008-03-2010
Seth Jerome GundersonRaymond James Financial Services, Inc.Wells Fargo Investments, LLC08-03-2010
Joel Philip KruschwitzState Farm VP Management Corp.Wells Fargo Investments, LLC07-09-2010
Brian Scott WhatleyU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC12-06-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.