Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ravi Benjamin KahanSecurities Service Network, LLCWoodbury Financial Services, Inc.12-16-2019
Carolyn Shapiro PozziCetera Investment Services LLCWoodbury Financial Services, Inc.12-09-2019
Brady Michael BrunsvoldLPL Financial LLCWoodbury Financial Services, Inc.12-09-2019
Gregory Thomas HadelLPL Financial LLCWoodbury Financial Services, Inc.10-21-2019
Sean Patrick AikmusLPL Financial LLCWoodbury Financial Services, Inc.10-21-2019
Lior Benjamin AvishayLPL Financial LLCWoodbury Financial Services, Inc.10-15-2019
Melissa Beth ChipmanRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.10-15-2019
Ara A. KachadourianPaulson Investment Company LLCWoodbury Financial Services, Inc.10-03-2019
Don J PetricicLPL Financial LLCWoodbury Financial Services, Inc.09-30-2019
Robert Thomas PhillipsLPL Financial LLCWoodbury Financial Services, Inc.09-30-2019
Correna Louise PedleyCetera Advisor Networks LLCWoodbury Financial Services, Inc.09-26-2019
Jeffre Scott ReiningerB.B. Graham & Company, Inc.Woodbury Financial Services, Inc.09-25-2019
Kristen Kelly SmigelskiRegulus Advisors, LLCWoodbury Financial Services, Inc.09-23-2019
Nicholas Michael KalogerasHornor, Townsend & Kent, LLCWoodbury Financial Services, Inc.08-29-2019
Dustin Shane McDonaldSigma Financial CorporationWoodbury Financial Services, Inc.08-20-2019
Matthew Brooke MullowneyLPL Financial LLCWoodbury Financial Services, Inc.08-15-2019
Brandon Cao TruongCitigroup Global Markets Inc.Woodbury Financial Services, Inc.08-13-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Ronald Everett CornellThe O.N. Equity Sales CompanyWoodbury Financial Services, Inc.08-05-2019
Joe Henry Ledford Jr.LPL Financial LLCWoodbury Financial Services, Inc.07-26-2019
Steven Alfred PepperFinancial & Tax Architects, Inc.Woodbury Financial Services, Inc.07-19-2019
Jae Heak LeeMorgan StanleyWoodbury Financial Services, Inc.07-16-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Nathan M Robnett1st Global Capital Corp.Woodbury Financial Services, Inc.06-28-2019
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Showing 1 to 25 of 702 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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