Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Timothy A. Hockman | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 11-19-2018 |
Michael Scott Parrish | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 08-01-2014 |
Johnathan Richard Pulleyn | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 08-01-2014 |
Michael Joseph Young | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 08-01-2014 |
James Francis Drake III | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 05-29-2014 |
Joseph Welch Seegers Jr. | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 03-03-2014 |
Krysten Amie Overly | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | $25 | 08-10-2012 |
Lisa Anne Silva | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 04-04-2011 |
Harry William Beltran | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 04-08-2009 |
Susano Castillo Jr. | Lincoln Financial Securities Corporation | Woodbury Financial Services, Inc. | — | 02-12-2009 |
Showing 1 to 10 of 10 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.