Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Correna Louise PedleyCetera Advisor Networks LLCWoodbury Financial Services, Inc.09-26-2019
Joyanna Rebekah Argeny-WildernPruco Securities, LLC.Woodbury Financial Services, Inc.04-16-2019
Anthony Thomas KlingseisenQuestar Capital CorporationWoodbury Financial Services, Inc.11-24-2014
GERALD JEFFRY PLACHTAFORESTERS EQUITY SERVICES, INC.Woodbury Financial Services, Inc.02-09-2012
Roxanne BladeNational Planning CorporationWoodbury Financial Services, Inc.01-26-2012
James Rey BelyeuJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.05-26-2011
Edward Charles BambergMorgan StanleyWoodbury Financial Services, Inc.05-23-2011
John Stanley EadsAXA Advisors, LLCWoodbury Financial Services, Inc.11-17-2009
Peter Brown SchoenbergerAXA Advisors, LLCWoodbury Financial Services, Inc.10-26-2009
Barton Kent VanderveldeParkland Securities, LLCWoodbury Financial Services, Inc.$10004-01-2019
Polly M. WatsonCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10009-08-2014
Justin Allan GoodbreadSummit Brokerage Services, Inc.Woodbury Financial Services, Inc.$10007-18-2014
Ronald Scott GoldbergNext Financial Group, Inc.Woodbury Financial Services, Inc.$10007-16-2013
Randolph Miles PetersQuestar Capital CorporationWoodbury Financial Services, Inc.$10009-26-2012
David Robert KennonFirst Allied Securities, Inc.Woodbury Financial Services, Inc.$10008-24-2012
Nicholas James RussellCetera Advisors LLCWoodbury Financial Services, Inc.$10006-22-2012
Walter Thomas ScarbroughH. Beck, Inc.Woodbury Financial Services, Inc.$10001-03-2011
ROBERT PHILLIP WOLFFORESTERS EQUITY SERVICES, INC.Woodbury Financial Services, Inc.$10010-25-2010
Curtis Allen WhartonJ.W. Cole Financial, Inc.Woodbury Financial Services, Inc.$10005-05-2010
Kenneth Joseph DifioreNext Financial Group, Inc.Woodbury Financial Services, Inc.$10011-06-2009
Joseph Lawrence PeggsAXA Advisors, LLCWoodbury Financial Services, Inc.$10007-27-2009
Joseph Albert SharpeQuestar Capital CorporationWoodbury Financial Services, Inc.$17009-04-2012
Charles Norman PoppleMoney Concepts Capital CorpWoodbury Financial Services, Inc.$20004-12-2010
Thomas Stanley HedrickCetera Advisor Networks LLCWoodbury Financial Services, Inc.$25009-26-2019
Moncef BennajiFirst Allied Securities, Inc.Woodbury Financial Services, Inc.$25008-24-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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