Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Azmi SharifLPL Financial LLCWoodbury Financial Services, Inc.07-19-2018
Jonathan David WylieBCU Wealth Advisors, LLCWoodbury Financial Services, Inc.05-10-2018
Philip James YunLPL Financial LLCWoodbury Financial Services, Inc.01-29-2018
Kory Wayne DotyCetera Investment Services LLCWoodbury Financial Services, Inc.01-12-2018
Steven Patrick MackCutter & Company, Inc.Woodbury Financial Services, Inc.08-01-2017
Thomas Anthony DaviaLPL Financial LLCWoodbury Financial Services, Inc.07-17-2017
Michael Philip O'ConnorChicago Partners Investment Group LLCWoodbury Financial Services, Inc.06-01-2017
Robert James TraversLion Street Financial, LLCWoodbury Financial Services, Inc.02-01-2017
Simon Dude GrannerThrivent Investment Management Inc.Woodbury Financial Services, Inc.09-16-2016
Timothy Richard WagenknechtFortified Financial Services, Inc.Woodbury Financial Services, Inc.05-10-2016
William Blair HammondT2 Asset Management, LLCWoodbury Financial Services, Inc.04-07-2016
Teodorico Juan MendozaH. Beck, Inc.Woodbury Financial Services, Inc.12-19-2012
James Robert Vande LogtValMark Securities, Inc.Woodbury Financial Services, Inc.07-16-2012
Kevin John PrendergastValMark Securities, Inc.Woodbury Financial Services, Inc.07-16-2012
Paul Christopher MaurinFirst Independent Financial Services, Inc.Woodbury Financial Services, Inc.12-02-2011
Jorge Antonio VelasquezWisely AdvisedWoodbury Financial Services, Inc.11-17-2011
Frederick Anthony BeyerBrooklight Place Securities, Inc.Woodbury Financial Services, Inc.11-15-2011
Abraham Joseph LeonLPL Financial LLCWoodbury Financial Services, Inc.06-24-2011
Mark George SchuetteSII Investments, Inc.Woodbury Financial Services, Inc.03-01-2011
Guy FanelliBrooklight Place Securities, Inc.Woodbury Financial Services, Inc.09-22-2010
Marty Chris GrzynkowiczBrooklight Place Securities, Inc.Woodbury Financial Services, Inc.09-22-2010
John Leo ChiappettaInvestment Centers of America, Inc.Woodbury Financial Services, Inc.06-09-2009
Dennis Wayne GieseParkland Securities, LLCWoodbury Financial Services, Inc.01-01-2009
Emily Ann MartinBrooklight Place Securities, Inc.Woodbury Financial Services, Inc.$10001-01-2010
Christopher Lawrence RaelWorld Equity Group, Inc.Woodbury Financial Services, Inc.$15006-26-2019
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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