Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William David MillerLincoln Financial Securities CorporationWoodbury Financial Services, Inc.12-27-2018
Brandon Jay HugginsFirst Heartland Capital, Inc.Woodbury Financial Services, Inc.12-22-2017
Russell Neill HadleyLincoln Financial Securities CorporationWoodbury Financial Services, Inc.12-08-2017
Richard Harve Read Jr.Securities America, Inc.Woodbury Financial Services, Inc.09-01-2016
James Charles FallonLPL Financial LLCWoodbury Financial Services, Inc.06-24-2016
Justin Richard SetterLPL Financial LLCWoodbury Financial Services, Inc.06-23-2016
Michael John TollefsonLPL Financial LLCWoodbury Financial Services, Inc.06-17-2016
Charles Richard CookeThe Strategic Financial Alliance, Inc.Woodbury Financial Services, Inc.10-30-2015
William Bradley SmithSecurities America, Inc.Woodbury Financial Services, Inc.09-01-2015
Richard Van Dyke Westover Jr.Securities America, Inc.Woodbury Financial Services, Inc.09-01-2015
Michael Scott ParrishLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Michael Joseph YoungLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Joseph Welch Seegers Jr.Lincoln Financial Securities CorporationWoodbury Financial Services, Inc.03-03-2014
Franklin Shearwood Brizendine IIIPruco Securities, LLC.Woodbury Financial Services, Inc.04-09-2013
Thomas Hugh CurryCapital Guardian, LLCWoodbury Financial Services, Inc.08-21-2012
Thomas Borland Horack Jr.Capital Guardian, LLCWoodbury Financial Services, Inc.06-22-2012
James Patrick LowryCapital Guardian, LLCWoodbury Financial Services, Inc.06-21-2012
John Lujack NewsomeSecurities America, Inc.Woodbury Financial Services, Inc.05-14-2012
Harold Rucker VincentBB&T Investment Services, Inc.Woodbury Financial Services, Inc.04-16-2012
Clarence Jerome Senn Jr.BB&T Investment Services, Inc.Woodbury Financial Services, Inc.04-16-2012
Charles David Roberts Jr.Principal Securities, Inc.Woodbury Financial Services, Inc.01-25-2012
Jeffrey Kevin BeamerSignator Investors, Inc.Woodbury Financial Services, Inc.10-07-2011
Jared Paul AudetteCrown Capital Securities, L.P.Woodbury Financial Services, Inc.06-06-2011
Joseph William Omalley IVBB&T Investment Services, Inc.Woodbury Financial Services, Inc.04-11-2011
Jerry Ray AnthonyH. Beck, Inc.Woodbury Financial Services, Inc.01-03-2011
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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