Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Maynard KieslingSecurities Service Network, LLCWoodbury Financial Services, Inc.$50010-24-2018
Neelam Ramchand Krishnaney-DavisonLPL Financial LLCWoodbury Financial Services, Inc.$50009-28-2018
Tina Faye MooreCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$50009-27-2018
James Frances FischerLPL Financial LLCWoodbury Financial Services, Inc.$50007-13-2018
Ruth A TsakonasWaddell & ReedWoodbury Financial Services, Inc.$50005-07-2018
Gregory GavranKestra Investment Services, LLCWoodbury Financial Services, Inc.$50003-04-2015
Jason Lee OpieSII Investments, Inc.Woodbury Financial Services, Inc.$50008-14-2013
Brenda Lynn RolliLPL Financial LLCWoodbury Financial Services, Inc.$50003-25-2013
Joseph Lee BerryLPL Financial LLCWoodbury Financial Services, Inc.$50012-17-2012
John Robert HeikeNorthwestern Mutual Investment Services, LLCWoodbury Financial Services, Inc.$50007-13-2011
Patrick John NoggleSII Investments, Inc.Woodbury Financial Services, Inc.$50003-04-2011
Michael Andrew TraceyLPL Financial LLCWoodbury Financial Services, Inc.$50001-04-2011
Michael L. KutzLPL Financial LLCWoodbury Financial Services, Inc.$50001-04-2011
Gary Craig ShawSII Investments, Inc.Woodbury Financial Services, Inc.$42002-01-2017
Lloyd Wendell MennengaHarbour Investments, Inc.Woodbury Financial Services, Inc.$36010-21-2016
Kenneth John WundrowHarbour Investments, Inc.Woodbury Financial Services, Inc.$26010-21-2016
Scott Donald KoehnLPL Financial LLCWoodbury Financial Services, Inc.$25006-24-2011
Donald Bruce LindgrenSII Investments, Inc.Woodbury Financial Services, Inc.$25006-17-2011
Marshall Deon MennengaHarbour Investments, Inc.Woodbury Financial Services, Inc.$19110-21-2016
Brooke Anne NewellRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.$10010-10-2019
Jeffrey Alan JahnkeHarbour Investments, Inc.Woodbury Financial Services, Inc.$10005-14-2018
Michael James SwensonHarbour Investments, Inc.Woodbury Financial Services, Inc.$10010-21-2016
John Joseph Johnson Sr.SII Investments, Inc.Woodbury Financial Services, Inc.$10011-15-2012
Gary Allen GoldadePackerland Brokerage Services, Inc.Woodbury Financial Services, Inc.$10009-04-2012
Ronald Henry EppingSII Investments, Inc.Woodbury Financial Services, Inc.$10006-17-2011
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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