Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Steven Alfred PepperFinancial & Tax Architects, Inc.Woodbury Financial Services, Inc.07-19-2019
Mark Joseph LynnLPL Financial LLCWoodbury Financial Services, Inc.$2507-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Ryan Michael OliverParkland Securities, LLCWoodbury Financial Services, Inc.07-11-2019
Charles Bernard Poindexter IILincoln Financial Advisors CorporationWoodbury Financial Services, Inc.07-08-2019
Casey CasonTriumph Wealth Advisors, Inc.Woodbury Financial Services, Inc.$10006-27-2019
Daniel Carl SwansonMML Investors Services, LLCWoodbury Financial Services, Inc.06-25-2019
Bruce Edward HooverThe Huntington Investment CompanyWoodbury Financial Services, Inc.06-13-2019
Preston James ParsonsGradient Securities, LLCWoodbury Financial Services, Inc.06-12-2019
Rebecca J DawsonEmerson Equity LLCWoodbury Financial Services, Inc.05-28-2019
Joshua Floyd BlackKestra Investment Services, LLCWoodbury Financial Services, Inc.05-15-2019
James Reed DavisMariner Wealth AdvisorsWoodbury Financial Services, Inc.05-15-2019
Robert William WoodWood Wealth Management LLCWoodbury Financial Services, Inc.05-07-2019
Stuart Joseph BabencoClient One Securities LLCWoodbury Financial Services, Inc.05-06-2019
Sepehr Mehrad HosseiniMadison Avenue Securities, LLCWoodbury Financial Services, Inc.05-02-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.