Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer L. KeilingAPW Capital, Inc.Financial Engines Advisors L.L.C.06-18-2019
David Michael GottliebAPW Capital, Inc.Ameriprise Financial Services, LLC06-07-2019
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, LLC$5001-08-2019
Stephen Anthony MolinelliAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$1701-02-2019
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Kevin Edward RyanAPW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Martin Robert NielsenAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Willard David Moore Jr.APW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Glad M. PerezAPW Capital, Inc.Insight Private Advisors, LLC$15001-02-2019
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Steven Howard DruckmanAPW Capital, Inc.Insight Private Advisors, LLC$10012-10-2018
Patrick Joseph Rogers Jr.APW Capital, Inc.AXA Advisors, LLC09-13-2018
Michael Alecander LackwoodAPW Capital, Inc.Oppenheimer & Co. Inc.$10008-10-2018
Harold Frank WachtelAPW Capital, Inc.Fortune Financial Services, Inc.03-13-2018
John R. CartledgeAPW Capital, Inc.UBS Financial Services Inc.$5001-18-2018
Scott Jason WallachAPW Capital, Inc.Wells Fargo Clearing Services, LLC11-21-2017
Julie Ann DillonAPW Capital, Inc.Investment Centers of America, Inc.$1010-20-2017
Gregory Scott YoungAPW Capital, Inc.APW Capital, Inc.07-03-2017
Josh W OliverAPW Capital, Inc.Citizens Securities, Inc.05-30-2017
Sharon F. TownsAPW Capital, Inc.National Planning Corporation05-15-2017
Sammy Terry DeanAPW Capital, Inc.National Planning Corporation$5003-31-2017
Jerry Van GranthamAPW Capital, Inc.National Planning Corporation$2503-31-2017
James A. Towns IIIAPW Capital, Inc.National Planning Corporation03-31-2017
Donald Lee MillerAPW Capital, Inc.J.J.B. Hilliard, W.L. Lyons, LLC02-28-2017
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.