Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments$101-02-2019
Glad M PerezAPW Capital, Inc.Purshe Kaplan Sterling Investments$15001-02-2019
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$1701-02-2019
Martin Robert NielsenAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Stephen Anthony MolinelliAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Willard David Moore Jr.APW Capital, Inc.Purshe Kaplan Sterling Investments$101-02-2019
Steven Howard DruckmanAPW Capital, Inc.Purshe Kaplan Sterling Investments12-10-2018
Robert Floyd BirdAPW Capital, Inc.Ameriprise Financial Services, Inc.$15003-09-2018
John R. CartledgeAPW Capital, Inc.UBS Financial Services Inc.$101-18-2018
Scott Jason WallachAPW Capital, Inc.Wells Fargo Clearing Services, LLC$111-21-2017
Julie Ann DillonAPW Capital, Inc.Investment Centers of America, Inc.10-20-2017
Josh W OliverAPW Capital, Inc.Citizens Securities, Inc.05-30-2017
Sharon F. TownsAPW Capital, Inc.National Planning Corporation05-15-2017
James Arthur Towns IIIAPW Capital, Inc.National Planning Corporation03-31-2017
Jerry Van Van GranthamAPW Capital, Inc.National Planning Corporation$2503-31-2017
Sammy Terry DeanAPW Capital, Inc.National Planning Corporation$5003-31-2017
Donald Lee MillerAPW Capital, Inc.J.J.B. Hilliard, W.L. Lyons, LLC02-28-2017
Thomas Walter KelleyAPW Capital, Inc.J.J.B. Hilliard, W.L. Lyons, LLC02-23-2017
Laura Jean ClarkAPW Capital, Inc.J.J.B. Hilliard, W.L. Lyons, LLC01-13-2017
Shaun William Patrick ChelfAPW Capital, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$25001-13-2017
Edward Harris ReavenAPW Capital, Inc.First Capital Equities, Ltd.$5001-04-2017
Christopher Michael PlahmAPW Capital, Inc.Commonwealth Financial Network$112-01-2016
Eric Joseph FlaimAPW Capital, Inc.Ameriprise Financial Services, Inc.$2505-14-2015
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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