Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Nicholas HornekARGI Investment Services, LLCNational Planning Corporation01-27-2010
Benjamin Justin ByrneARGI Investment Services, LLCMoney Concepts Capital Corp01-11-2018
Colin Thomas WheelerARGI Investment Services, LLCON Investment Management Co06-20-2016
Daniel Austin CupkovicARGI Investment Services, LLCNational Planning Corporation01-27-2010
David Alan ZimmermanARGI Investment Services, LLCNational Planning Corporation01-27-2010
Dena Rose NelsenARGI Investment Services, LLCLPL Financial LLC02-21-2014
Dennis Eugene PascarellaARGI Investment Services, LLCNational Planning Corporation05-17-2012
Eric Lee ChumblerARGI Investment Services, LLCPark Avenue Securities LLC11-14-2018
Gavin Wade KoenigARGI Investment Services, LLCNational Planning Corporation08-18-2010
Indudeep S ChhachhiARGI Investment Services, LLCNational Planning Corporation01-27-2010
Jacqueline Hunt RoweARGI Investment Services, LLCNational Planning Corporation01-04-2010
Jason Andrew WatersARGI Investment Services, LLCNational Planning Corporation01-27-2010
Jason Kyle BrangersARGI Investment Services, LLCNational Planning Corporation01-27-2010
Jeanne Johnson FisherARGI Investment Services, LLCNational Planning Corporation01-27-2010
Jeff Wayne GrafARGI Investment Services, LLCADP Broker-Dealer, Inc.09-29-2017
Jeremy Franklin DavisARGI Investment Services, LLCNational Planning Corporation04-29-2010
Joseph Horace Tichenor IVARGI Investment Services, LLCNational Planning Corporation01-27-2010
Joseph Stephen SurrellARGI Investment Services, LLCNational Planning Corporation01-27-2010
Katie Elizabeth PfeiferARGI Investment Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC11-14-2014
Kevin John LynchARGI Investment Services, LLCNational Planning Corporation01-27-2010
Marc E. SanbornARGI Investment Services, LLCLPL Financial LLC03-28-2019
Michael David ElderARGI Investment Services, LLCAmeriprise Financial Services, Inc.05-10-2013
Michael Leon Waldridge Jr.ARGI Investment Services, LLCNational Planning Corporation01-27-2010
Neal Thomas DonhoffARGI Investment Services, LLCJefferson National Securities Corporation04-04-2016
Neil Lawrence QuinlanARGI Investment Services, LLCNational Planning Corporation01-27-2010
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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