Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.09-14-2010
Bradley Dean HaysletteAXA Advisors, LLCAdirondack Trading Group LLC05-24-2011
Robert Matthew MeredithAXA Advisors, LLCAdvantage Investment Strategies, Inc.06-24-2010
Erik Daniel DavilaAXA Advisors, LLCAdvisors Asset Management, Inc.11-08-2010
Pamela Kay CioccioAXA Advisors, LLCAE Wealth Management, LLC07-06-2017
Danny Shiva SookramAXA Advisors, LLCAegis Capital Corp.04-07-2017
Qasim Sharif EllisAXA Advisors, LLCAegis Capital Corp.06-30-2016
Diana CahillAXA Advisors, LLCAlexander Capital, L.P.07-09-2013
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Advisors, LLC05-01-2019
Norman J Craig Jr.AXA Advisors, LLCAllstate Financial Services, LLC10-18-2017
Yen-Ting LinAXA Advisors, LLCAllstate Financial Services, LLC05-26-2016
Thomas Patrick RohanAXA Advisors, LLCAllstate Financial Services, LLC05-02-2016
Keith Christopher WrenAXA Advisors, LLCAllstate Financial Services, LLC$5006-16-2015
Heather Anne BrountasAXA Advisors, LLCAmeriprise Financial Services, Inc.06-22-2016
Wendy Lynne FolkersAXA Advisors, LLCAmeriprise Financial Services, Inc.08-27-2014
Jeremy Jon KoopmeinersAXA Advisors, LLCAmeriprise Financial Services, Inc.01-09-2014
Jennyjian SuAXA Advisors, LLCAmeriprise Financial Services, Inc.12-10-2013
Kevin Prescott DaileyAXA Advisors, LLCAmeriprise Financial Services, Inc.11-12-2013
Arnold Bruce KuhsAXA Advisors, LLCAmeriprise Financial Services, Inc.$5011-06-2013
John Theodore HeathAXA Advisors, LLCAmeriprise Financial Services, Inc.12-14-2012
John Daniel BegleyAXA Advisors, LLCAmeriprise Financial Services, Inc.03-02-2012
Nobuyuki KitaAXA Advisors, LLCAmeriprise Financial Services, Inc.01-20-2012
Shenandoah MillionAXA Advisors, LLCAmeriprise Financial Services, Inc.10-03-2011
Ken HaraAXA Advisors, LLCAmeriprise Financial Services, Inc.$106-30-2011
Paul Anthony BernierAXA Advisors, LLCAmeriprise Financial Services, Inc.06-20-2011
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Showing 1 to 25 of 849 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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