Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Eric JohnsonAXA Advisors, LLC1st Discount Brokerage, Inc.$1009-14-2010
Bradley Dean HaysletteAXA Advisors, LLCAdirondack Trading Group LLC05-24-2011
Robert Matthew MeredithAXA Advisors, LLCAdvantage Investment Strategies, Inc.06-24-2010
Erik Daniel DavilaAXA Advisors, LLCAdvisors Asset Management, Inc.11-08-2010
Pamela Kay CioccioAXA Advisors, LLCAE Wealth Management, LLC07-06-2017
Darren OlivieriAXA Advisors, LLCAegis Capital Corp.$15008-16-2019
Danny Shiva SookramAXA Advisors, LLCAegis Capital Corp.04-07-2017
Mahendra Singh RathoreAXA Advisors, LLCAlight Financial Solutions, LLC09-20-2017
Thomas Ormond MarchantAXA Advisors, LLCAllstate Financial Services, LLC10-10-2019
Arthur Gary SaltersAXA Advisors, LLCAllstate Financial Services, LLC10-09-2019
Steve Hiroshi FukunagaAXA Advisors, LLCAllstate Financial Services, LLC07-19-2019
Thomas C BungerAXA Advisors, LLCAllstate Financial Services, LLC07-03-2019
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Services, LLC05-01-2019
Joan L. CheckAXA Advisors, LLCAllstate Financial Services, LLC04-25-2019
Jon Alexander HorningAXA Advisors, LLCAllstate Financial Services, LLC11-06-2017
Norman J. Craig Jr.AXA Advisors, LLCAllstate Financial Services, LLC10-18-2017
Kenneth Thomas ShotsbergerAXA Advisors, LLCAllstate Financial Services, LLC09-08-2017
Yen-Ting LinAXA Advisors, LLCAllstate Financial Services, LLC05-26-2016
Thomas Patrick RohanAXA Advisors, LLCAllstate Financial Services, LLC$5005-02-2016
Keith Christopher WrenAXA Advisors, LLCAllstate Financial Services, LLC06-16-2015
Alan Stephen KatkinAXA Advisors, LLCAmeriprise Financial Services, LLC$5003-05-2020
Robert Peter PetrocineAXA Advisors, LLCAmeriprise Financial Services, LLC$5001-28-2020
Angela Christine HopkinsAXA Advisors, LLCAmeriprise Financial Services, LLC04-05-2019
James Ryan OrthAXA Advisors, LLCAmeriprise Financial Services, LLC08-09-2018
Heather Anne BrountasAXA Advisors, LLCAmeriprise Financial Services, LLC06-22-2016
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Showing 1 to 25 of 1,116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.