Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
Luke Tien-Lu TungAXA Advisors, LLCVoya Financial Advisors, Inc.02-01-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$2502-10-2009
Herbert Lee Weith IVAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Richy C BramosAXA Advisors, LLCPFS Investments Inc.02-12-2009
Colin Guimin FengAXA Advisors, LLCAmeriprise Financial Services, Inc.02-13-2009
Josette Rose KlingerAXA Advisors, LLCSignator Investors, Inc.02-13-2009
John Carl FeeneyAXA Advisors, LLCVALIC Financial Advisors, Inc.$2502-18-2009
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Thomas James WebbAXA Advisors, LLCVALIC Financial Advisors, Inc.$102-23-2009
Robert Waldemar PetersenAXA Advisors, LLCMML Investors Services, LLC03-02-2009
Daniel R MeyerAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Kevin Hiroya IshijimaAXA Advisors, LLCVoya Financial Advisors, Inc.03-04-2009
Joseph Robert WatsonAXA Advisors, LLCEdward Jones03-11-2009
Dannette Jeanine HuthAXA Advisors, LLCPrincipal Securities, Inc.03-13-2009
Kevin Daniel BrettellAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2009
Adaryl Kerrari DavisAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Jeffrey Guy WedgeworthAXA Advisors, LLCEdward Jones04-01-2009
Stacy Lynn BurlesonAXA Advisors, LLCSanders Morris Harris LLC$1,50004-01-2009
Bryan David LaneAXA Advisors, LLCMutual Service Corporation$2504-02-2009
Steven William HayesAXA Advisors, LLCVALIC Financial Advisors, Inc.$5004-06-2009
Brian John AhearnAXA Advisors, LLCWells Fargo Advisors Financial Network, LLC05-01-2009
Donald Alfred Quill IIAXA Advisors, LLCVALIC Financial Advisors, Inc.05-01-2009
Jason Scott FitzAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Justin Travis HardyAXA Advisors, LLCVALIC Financial Advisors, Inc.05-04-2009
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Showing 1 to 25 of 850 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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