Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
Luke Tien-Lu TungAXA Advisors, LLCVoya Financial Advisors, Inc.02-01-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$2502-10-2009
Herbert Lee Weith IVAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Richy C BramosAXA Advisors, LLCPFS Investments Inc.02-12-2009
Colin Guimin FengAXA Advisors, LLCAmeriprise Financial Services, Inc.02-13-2009
Josette Rose KlingerAXA Advisors, LLCSignator Investors, Inc.02-13-2009
John Carl FeeneyAXA Advisors, LLCVALIC Financial Advisors, Inc.$2502-18-2009
Gregory AshekianAXA Advisors, LLCSignator Investors, Inc.02-20-2009
Thomas James WebbAXA Advisors, LLCVALIC Financial Advisors, Inc.$102-23-2009
Robert Waldemar PetersenAXA Advisors, LLCMML Investors Services, LLC03-02-2009
Daniel R MeyerAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Kevin Hiroya IshijimaAXA Advisors, LLCVoya Financial Advisors, Inc.03-04-2009
Joseph Robert WatsonAXA Advisors, LLCEdward Jones03-11-2009
Dannette Jeanine HuthAXA Advisors, LLCPrincipal Securities, Inc.03-13-2009
Kevin Daniel BrettellAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2009
Adaryl Kerrari DavisAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Jeffrey Guy WedgeworthAXA Advisors, LLCEdward Jones04-01-2009
Stacy Lynn BurlesonAXA Advisors, LLCSanders Morris Harris LLC$1,50004-01-2009
Bryan David LaneAXA Advisors, LLCMutual Service Corporation$2504-02-2009
Steven William HayesAXA Advisors, LLCVALIC Financial Advisors, Inc.$5004-06-2009
Brian John AhearnAXA Advisors, LLCWells Fargo Advisors Financial Network, LLC05-01-2009
Donald Alfred Quill IIAXA Advisors, LLCVALIC Financial Advisors, Inc.05-01-2009
Jason Scott FitzAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Justin Travis HardyAXA Advisors, LLCVALIC Financial Advisors, Inc.05-04-2009
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Showing 1 to 25 of 849 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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