Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Joseph TruebaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
Enrique Sanchez Sanchez ArvizuAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
William Andrew NicholsAXA Advisors, LLCEdward Jones07-18-2018
Adam Ilung KimAXA Advisors, LLCCambridge Investment Research, Inc.07-31-2018
Christopher John BakerAXA Advisors, LLCMacquarie Capital (USA) Inc.08-07-2018
Shane MyasAXA Advisors, LLCEdward Jones08-08-2018
Carlo Umberto Della MeaAXA Advisors, LLCLincoln Investment08-15-2018
Xue MillerAXA Advisors, LLCPFS Investments Inc.$2508-17-2018
Robert Gibson Abbott IIIAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC08-24-2018
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Mitchell Craig GlassAXA Advisors, LLCHilltop Securities Independent Network Inc.$5009-07-2018
Richard Austin LehmannAXA Advisors, LLCFirst Command Financial Planning, Inc.09-10-2018
Francis Thomas Masi Sr.AXA Advisors, LLCThrivent Investment Management Inc.09-23-2018
George Anthony CruzAXA Advisors, LLCSantander Securities LLC10-08-2018
Julie Russell NobileAXA Advisors, LLCCitizens Securities, Inc.$15010-25-2018
Charles Ralph ShawAXA Advisors, LLCLara, May & Associates, LLC$15011-09-2018
Sarah Elizabeth PasikowskiAXA Advisors, LLCSignator Investors, Inc.11-15-2018
Kurt VolkerAXA Advisors, LLCMorgan Stanley11-20-2018
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
Jesse Albert Parsley Jr.AXA Advisors, LLCNorthwestern Mutual Investment Services, LLC$1012-03-2018
Amanda Lyvette RobinsonAXA Advisors, LLCCetera Advisor Networks LLC$1012-05-2018
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
Patrick George HellerAXA Advisors, LLCSantander Securities LLC12-14-2018
William Benjamin GreenmanAXA Advisors, LLCCetera Advisors LLC12-21-2018
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
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Showing 301 to 325 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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