Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jody Daniel HowardAXA Advisors, LLCSignator Investors, Inc.10-28-2009
Gary Christopher JohnsonAXA Advisors, LLCSignator Investors, Inc.10-29-2009
Arthur Ira BelkinAXA Advisors, LLCWellfleet Investments LLC10-30-2009
Blair Lawton MartinAXA Advisors, LLCMorgan Stanley12-04-2009
David P FeeneyAXA Advisors, LLCNationwide Securities, LLC01-01-2010
Richard Adam LevyAXA Advisors, LLCLPL Financial LLC01-06-2010
Amy Leigh CantrellAXA Advisors, LLCSunTrust Investment Services, Inc.02-02-2010
Garnet Lyndon WahlundAXA Advisors, LLCProEquities, Inc.$5002-24-2010
Ronald J. BristowAXA Advisors, LLCUBS Financial Services Inc.$2503-24-2010
Roger Mitchell KachinskeAXA Advisors, LLCState Farm VP Management Corp.04-05-2010
Marc David AnazagastyAXA Advisors, LLCMetLife Securities Inc.04-30-2010
Catha Alberta SimonsAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2010
John Robert MulvaneyAXA Advisors, LLCSignator Investors, Inc.07-07-2010
Sanaz Sonya TabriziAXA Advisors, LLCMetLife Securities Inc.07-29-2010
Kristine Heather StewartAXA Advisors, LLCLevel Four Advisory Services08-10-2010
Todd Mccabe O'DonnellAXA Advisors, LLCSignator Investors, Inc.08-27-2010
Juan Pablo HanuszkiewiczAXA Advisors, LLCPruco Securities, LLC.11-29-2010
John Scott WoodinAXA Advisors, LLCAmeritas Investment Corp.12-13-2010
Thomas C ThomasAXA Advisors, LLCNYLIFE Securities LLC12-20-2010
Gregg John BoschAXA Advisors, LLCVoya Financial Advisors, Inc.$10001-04-2011
Chad Gregory BoschAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2011
Ryan Doyle BoschAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2011
Alyson Crouch HardinAXA Advisors, LLCVALIC Financial Advisors, Inc.02-01-2011
Jeffrey Glenn WestAXA Advisors, LLCEquity Services, Inc.$10003-02-2011
Richard Ian ShakterAXA Advisors, LLCEquity Services, Inc.$10003-02-2011
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Showing 26 to 50 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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