Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Anthony GovatsosAXA Advisors, LLCEquity Services, Inc.$2503-02-2011
Joshua John ParadisAXA Advisors, LLCEquity Services, Inc.$1003-02-2011
Robert Joseph LynchAXA Advisors, LLCEquity Services, Inc.03-03-2011
William Edmund CooperAXA Advisors, LLCEquity Services, Inc.03-03-2011
Daniel Albert McAuliffeAXA Advisors, LLCDynasty Capital Partners, Inc.03-15-2011
Hillel Avichayil GoldmanAXA Advisors, LLCAmeriprise Financial Services, Inc.04-04-2011
Andrew Justin RaudenbushAXA Advisors, LLCVoya Financial Advisors, Inc.$1004-05-2011
Adam Howard SnellingAXA Advisors, LLCWells Fargo Clearing Services, LLC05-04-2011
Dax W. WeindorfAXA Advisors, LLCEdward Jones$1006-13-2011
Paul Anthony BernierAXA Advisors, LLCAmeriprise Financial Services, Inc.06-20-2011
Ken HaraAXA Advisors, LLCAmeriprise Financial Services, Inc.06-30-2011
Kenneth Alexander K. BarnesAXA Advisors, LLCTransamerica Investors Securities Corporation07-05-2011
Jacob B. McGuckinAXA Advisors, LLCFirst Heartland Capital, Inc.07-05-2011
Jermain Octaveus HallAXA Advisors, LLCRbc Professional Trader Group Llc07-29-2011
Edward M BuffingtonAXA Advisors, LLCVALIC Financial Advisors, Inc.08-02-2011
Joshua Gregory SchenkerAXA Advisors, LLCVALIC Financial Advisors, Inc.08-02-2011
Brandon Dennis StrongAXA Advisors, LLCVALIC Financial Advisors, Inc.08-02-2011
Adam Thomas KazalskiAXA Advisors, LLCInternational Planning Alliance, LLC08-12-2011
Peter David McDonaldAXA Advisors, LLCPNC Investments08-22-2011
Michael John O'DareAXA Advisors, LLCHornor, Townsend & Kent, LLC09-02-2011
Paul Thomas RutkowskiAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2011
Linda Grace BanksAXA Advisors, LLCHSBC Securities (USA) Inc.09-20-2011
Shenandoah MillionAXA Advisors, LLCAmeriprise Financial Services, Inc.10-03-2011
David Anthony PerfettAXA Advisors, LLCHD Vest Investment Services10-28-2011
Daniel David NelsonAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
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Showing 51 to 75 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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