Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jay TwogoodAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
Douglas A. GibsonAXA Advisors, LLCInvestment Professionals, Inc.11-01-2011
Christopher John KellyAXA Advisors, LLCWells Fargo Clearing Services, LLC12-09-2011
Annette Pelfrey KitchenAXA Advisors, LLCVALIC Financial Advisors, Inc.12-15-2011
Gregory Adam MosickAXA Advisors, LLCSignator Investors, Inc.$10001-04-2012
James Howard GinsburgAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2012
Alexis Steffanie ResnickAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2012
Charles Holt IIIAXA Advisors, LLCTower Square Securities, Inc.01-05-2012
Toufik Jebrane BouhamidAXA Advisors, LLCVALIC Financial Advisors, Inc.01-06-2012
James P Byrne IIAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2012
Gregory Gerard CooperAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC02-21-2012
Beth Wendy KaufmanAXA Advisors, LLCPFS Investments Inc.03-15-2012
Scott Lee BrunnerAXA Advisors, LLCThe Buckingham Research Group Incorporated03-21-2012
Jaclyn Nicole UngerAXA Advisors, LLCHornor, Townsend & Kent, LLC03-22-2012
Jacob T. ReinhartAXA Advisors, LLCScottrade, Inc.04-11-2012
Gary James BirrAXA Advisors, LLCLPL Financial LLC04-26-2012
Daniel James RentmeesterAXA Advisors, LLCLPL Financial LLC05-03-2012
Jeffrey Patrick HarrisonAXA Advisors, LLCPark Avenue Securities LLC06-01-2012
Michael Scott DonnellyAXA Advisors, LLCPark Avenue Securities LLC06-04-2012
Charles Jim DahlgrenAXA Advisors, LLCPruco Securities, LLC.07-24-2012
Danielle Byrd ThompsonAXA Advisors, LLCVALIC Financial Advisors, Inc.08-03-2012
Rene Antonio NegronAXA Advisors, LLCInSight Securities, Inc.08-07-2012
Zach CouchAXA Advisors, LLCVoya Financial Advisors, Inc.08-17-2012
Mahul Jitendra BalarAXA Advisors, LLCNYLIFE Securities LLC09-05-2012
Mario Joseph BasiloneAXA Advisors, LLCLPL Financial LLC09-14-2012
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Showing 76 to 100 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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