Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arnold Bruce KuhsAXA Advisors, LLCAmeriprise Financial Services, Inc.$20011-06-2013
Alexander Ardell GuessAXA Advisors, LLCCetera Financial Specialists LLC12-06-2013
Jennyjian Jian SuAXA Advisors, LLCAmeriprise Financial Services, Inc.12-10-2013
Randle G. SchumacherAXA Advisors, LLCWealthForge Securities, LLC02-20-2014
Mackenzie Alex StuartAXA Advisors, LLCLPL Financial LLC03-05-2014
Timothy Paul GordonAXA Advisors, LLCMorgan Stanley03-07-2014
Michael Jerome VisinaAXA Advisors, LLCPruco Securities, LLC.03-27-2014
Mark Lawrence HarrisAXA Advisors, LLCNational Securities Corporation03-28-2014
Lynn Frances PadroAXA Advisors, LLCCitigroup Global Markets Inc.04-01-2014
Dale Edward SwanzerAXA Advisors, LLCThrivent Investment Management Inc.04-01-2014
Joseph Robert GuarinoAXA Advisors, LLCWells Fargo Clearing Services, LLC04-02-2014
Jacob M. LeeAXA Advisors, LLCOneAmerica Securities, Inc.04-08-2014
Kyle Joseph LucasAXA Advisors, LLCNew England Securities04-17-2014
Benjamin Jacob UysmithAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-21-2014
William Long LynchAXA Advisors, LLCRaymond James & Associates, Inc.$2505-06-2014
Roy Clayton AndersonAXA Advisors, LLCCharles Schwab & Co., Inc.05-06-2014
Matthew Robert MalcAXA Advisors, LLCPark Avenue Securities LLC05-16-2014
James Peter AltebrandoAXA Advisors, LLCPark Avenue Securities LLC06-05-2014
John P. DilworthAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Frederick Joshua KeresturyAXA Advisors, LLCNationwide Securities, LLC07-01-2014
Joe M. BrummelAXA Advisors, LLCMorgan Stanley07-17-2014
Lloyd AlanAXA Advisors, LLCNational Planning Corporation08-07-2014
Rania Christina JawdeAXA Advisors, LLCMetLife Securities Inc.09-10-2014
Franklin George RekasAXA Advisors, LLCMetLife Securities Inc.$1009-17-2014
Nathan Allen KrausAXA Advisors, LLCEdward Jones10-24-2014
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Showing 126 to 150 of 345 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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