Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Ryan RothAXA Advisors, LLCAmeriprise Financial Services, LLC05-06-2020
Ioannis K ProfylienosAXA Advisors, LLCCapital Analysts05-04-2020
Joan Schalk FisherAXA Advisors, LLCKey Investment Services LLC04-23-2020
Steven Wayne HillAXA Advisors, LLCAvantax Investment Services, Inc.04-21-2020
Philip M LeoneAXA Advisors, LLCEdward Jones04-13-2020
Terran Drew KidnerAXA Advisors, LLCEdward Jones04-13-2020
Erin Elizabeth SpackeyAXA Advisors, LLCW&S Brokerage Services, Inc.04-09-2020
Neil Anthony RennerAXA Advisors, LLCMML Investors Services, LLC04-07-2020
Keith Richard DeniganAXA Advisors, LLCEdward Jones04-03-2020
James Paul HudsonAXA Advisors, LLCPruco Securities, LLC.04-02-2020
Donovan James KattnerAXA Advisors, LLCEdward Jones03-31-2020
Cheryl-Ann BacilloAXA Advisors, LLCPFS Investments Inc.03-30-2020
Spencer Scott MossburgAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Marissa Rae CrivelliAXA Advisors, LLCPruco Securities, LLC.03-25-2020
Tom VargheseAXA Advisors, LLCMML Investors Services, LLC03-20-2020
Paul John AdamsAXA Advisors, LLCBB&T Securities, LLC03-18-2020
Dylan Jacob LambertAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-16-2020
Antonio C. Goes Sr.AXA Advisors, LLCCitizens Securities, Inc.03-06-2020
Tyler Zane JorgensenAXA Advisors, LLCThrivent Investment Management Inc.03-06-2020
Benjamin FeinerAXA Advisors, LLCMML Investors Services, LLC03-04-2020
Sarwar Zaman KhanAXA Advisors, LLCNYLIFE Securities LLC02-27-2020
Lee Elden BallingerAXA Advisors, LLCThe Huntington Investment Company02-27-2020
Raniel IniguezAXA Advisors, LLCPlexus Financial Services, LLC02-25-2020
Fernando L Cains-CardonaAXA Advisors, LLCAXA Advisors, LLC02-25-2020
Christian V GrecoAXA Advisors, LLCAndrew Garrett Inc.02-18-2020
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Showing 1 to 25 of 1,118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.