Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul H ChowdhuryAXA Advisors, LLCJ.P. Morgan Securities LLC11-02-2015
Abraham E RiveraAXA Advisors, LLCJ.P. Morgan Securities LLC11-09-2015
Alexander Daniel TantleffAXA Advisors, LLCJ.P. Morgan Securities LLC$15003-26-2019
Andreas Savvas KoudellouAXA Advisors, LLCJ.P. Morgan Securities LLC09-30-2016
Ashley Micheal RowlandAXA Advisors, LLCJ.P. Morgan Securities LLC$111-10-2016
Dewayne Keith RobertsAXA Advisors, LLCJ.P. Morgan Securities LLC08-05-2016
Edgar A. KleydmanAXA Advisors, LLCJ.P. Morgan Securities LLC12-02-2015
Elchin Akram BagirovAXA Advisors, LLCJ.P. Morgan Securities LLC03-01-2013
Imanjit Singh BainsAXA Advisors, LLCJ.P. Morgan Securities LLC08-29-2017
John Robert MillerAXA Advisors, LLCJ.P. Morgan Securities LLC01-24-2018
Jose Xavier HualpaAXA Advisors, LLCJ.P. Morgan Securities LLC05-01-2015
Kenneth Ray SpearsAXA Advisors, LLCJ.P. Morgan Securities LLC03-30-2018
Mario L. Valdez EspinalAXA Advisors, LLCJ.P. Morgan Securities LLC10-16-2015
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
Mauricio R. AlvesAXA Advisors, LLCJ.P. Morgan Securities LLC09-03-2019
Paul OhAXA Advisors, LLCJ.P. Morgan Securities LLC03-13-2017
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
William Esteban Romero Jr.AXA Advisors, LLCJ.P. Morgan Securities LLC04-27-2015

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.