Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barney Howard MooreAXA Advisors, LLCNYLIFE Securities LLC01-15-2009
Thomas C ThomasAXA Advisors, LLCNYLIFE Securities LLC12-20-2010
Daniel David NelsonAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
Daniel Jay TwogoodAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
Mahul Jitendra BalarAXA Advisors, LLCNYLIFE Securities LLC09-05-2012
Henry Salim YoussefAXA Advisors, LLCNYLIFE Securities LLC10-03-2012
Christopher Todd RobertAXA Advisors, LLCNYLIFE Securities LLC11-25-2014
John Michael FlynnAXA Advisors, LLCNYLIFE Securities LLC10-05-2016
Michael Paul ButenskyAXA Advisors, LLCNYLIFE Securities LLC10-21-2016
John Sebastion OlivaAXA Advisors, LLCNYLIFE Securities LLC$10005-05-2017
Rafael Eduardo LopezAXA Advisors, LLCNYLIFE Securities LLC09-22-2017
James Oconnor ScottAXA Advisors, LLCNYLIFE Securities LLC12-12-2017
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
Justin Royce HallAXA Advisors, LLCNYLIFE Securities LLC02-28-2019

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.