Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul HudsonAXA Advisors, LLCPruco Securities, LLC.04-02-2020
Marissa Rae CrivelliAXA Advisors, LLCPruco Securities, LLC.03-25-2020
Jason MitsudaAXA Advisors, LLCPruco Securities, LLC.01-14-2020
Natascha Maria EdelmannAXA Advisors, LLCPruco Securities, LLC.08-08-2019
Robert Nicholas CorriganAXA Advisors, LLCPruco Securities, LLC.07-24-2019
Tanya Marie AdamsAXA Advisors, LLCPruco Securities, LLC.09-27-2018
Barry Martin WeinsteinAXA Advisors, LLCPruco Securities, LLC.09-06-2018
Anthony Dean MazzeiAXA Advisors, LLCPruco Securities, LLC.04-27-2018
Deborah Jean DodsonAXA Advisors, LLCPruco Securities, LLC.$2501-29-2018
William S. CroswhiteAXA Advisors, LLCPruco Securities, LLC.09-01-2017
Robert Dale YoungAXA Advisors, LLCPruco Securities, LLC.04-20-2017
Christopher A. MooreAXA Advisors, LLCPruco Securities, LLC.10-20-2016
David Thomas WarhaAXA Advisors, LLCPruco Securities, LLC.02-12-2016
Seong M. YooAXA Advisors, LLCPruco Securities, LLC.01-14-2016
Bruce Lee ZennaAXA Advisors, LLCPruco Securities, LLC.12-21-2015
Xiangli ZhouAXA Advisors, LLCPruco Securities, LLC.11-20-2015
April Anne PekelAXA Advisors, LLCPruco Securities, LLC.10-08-2015
Jorge FinkelbergAXA Advisors, LLCPruco Securities, LLC.09-21-2015
Kenneth K. HanAXA Advisors, LLCPruco Securities, LLC.09-11-2015
Swapna R. PatraAXA Advisors, LLCPruco Securities, LLC.09-04-2015
Cheryl Joyce AdamsAXA Advisors, LLCPruco Securities, LLC.12-03-2014
Brian C. LeeAXA Advisors, LLCPruco Securities, LLC.11-05-2014
Rhonda Joy SchwartzAXA Advisors, LLCPruco Securities, LLC.05-28-2014
Thomas J. Raspanti Jr.AXA Advisors, LLCPruco Securities, LLC.05-15-2014
Michael Jerome VisinaAXA Advisors, LLCPruco Securities, LLC.03-27-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.