Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Ryan RothAXA Advisors, LLCAmeriprise Financial Services, LLC05-06-2020
Erick Alan JimenezAXA Advisors, LLCFinancial Engines Advisors L.L.C.05-23-2019
Shawn Ian PeronaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2019
Kelsey Nicole FarrellAXA Advisors, LLCEdward Jones11-02-2018
Kyle Joseph TruebaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
Enrique Sanchez Sanchez ArvizuAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2018
Ashley Wayne FolkesAXA Advisors, LLCVALIC Financial Advisors, Inc.$10006-15-2018
Jason Robert DunfeeAXA Advisors, LLCAXA Advisors, LLC02-16-2018
Paul William KendallAXA Advisors, LLCLPL Financial LLC12-15-2017
Thomas Dwight PalomaresAXA Advisors, LLCWells Fargo Clearing Services, LLC09-22-2017
Pablo Jose OlivaAXA Advisors, LLCClarus Wealth Advisors, LLC05-31-2017
Carlyn J. RankinAXA Advisors, LLCMetLife Securities Inc.10-12-2016
Alex David RosenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Jason Michael MaleskiAXA Advisors, LLCWaddell & Reed06-11-2015
Laurie Ann DaviesAXA Advisors, LLCWaddell & Reed03-03-2015
Jason Robert DunfeeAXA Advisors, LLCFBL Marketing Services, LLC10-29-2014
Stephen Aaron RodgvellerAXA Advisors, LLCPrincipal Securities, Inc.01-03-2014
Raymond Peter Dimuzio IIAXA Advisors, LLCWells Fargo Clearing Services, LLC10-29-2012
Marc MirandaAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Morgan D. KeilAXA Advisors, LLCMorgan Stanley09-20-2012
Daniel David NelsonAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
Daniel Jay TwogoodAXA Advisors, LLCNYLIFE Securities LLC$2511-01-2011
Paul Thomas RutkowskiAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2011
Jennifer Hinckley WalkerAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2011
Thomas Lamar SteeleAXA Advisors, LLCSteele Larson Advisors, Lllp08-25-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.