Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas James WebbAXA Advisors, LLCVALIC Financial Advisors, Inc.02-23-2009
Shahryar KashanchiAXA Advisors, LLCMetLife Securities Inc.10-01-2009
Blair Lawton MartinAXA Advisors, LLCMorgan Stanley12-04-2009
Jennyjian Jian SuAXA Advisors, LLCAmeriprise Financial Services, Inc.12-10-2013
Randle G. SchumacherAXA Advisors, LLCWealthForge Securities, LLC02-20-2014
Lloyd AlanAXA Advisors, LLCNational Planning Corporation08-07-2014
Larry PhamAXA Advisors, LLCMML Investors Services, LLC06-02-2015
Jonathan I. YokoyamaAXA Advisors, LLCWells Fargo Clearing Services, LLC12-09-2015
Seong M. YooAXA Advisors, LLCPruco Securities, LLC.01-14-2016
Ravi Atreya TarekereAXA Advisors, LLCPFS Investments Inc.03-31-2016
Daniel Leo BeckAXA Advisors, LLCBeck Investment Partners, LLC05-10-2016
Stephen Edward TucciAXA Advisors, LLCWaddell & Reed05-25-2016
Hemant SachdevAXA Advisors, LLCPark Avenue Securities LLC$1002-03-2017
James Henry GallegosAXA Advisors, LLCMorgan Stanley$1003-28-2017
Ranjith Manel PereraAXA Advisors, LLCCitigroup Global Markets Inc.06-01-2017
Michael Anthony EshomAXA Advisors, LLCLincoln Financial Securities Corporation08-31-2017
Julian William-John BealAXA Advisors, LLCWaddell & Reed03-28-2018
Adam Ilung KimAXA Advisors, LLCCambridge Investment Research, Inc.07-31-2018
Kurt VolkerAXA Advisors, LLCMorgan Stanley11-20-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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