Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin Guimin FengAXA Advisors, LLCAmeriprise Financial Services, Inc.02-13-2009
Donald Alfred Quill IIAXA Advisors, LLCVALIC Financial Advisors, Inc.05-01-2009
Kristine Heather StewartAXA Advisors, LLCLevel Four Advisory Services08-10-2010
Juan Pablo HanuszkiewiczAXA Advisors, LLCPruco Securities, LLC.11-29-2010
Alyson Crouch HardinAXA Advisors, LLCVALIC Financial Advisors, Inc.02-01-2011
Jeffrey Glenn WestAXA Advisors, LLCEquity Services, Inc.$10003-02-2011
Andrew Justin RaudenbushAXA Advisors, LLCVoya Financial Advisors, Inc.$1004-05-2011
Joshua Gregory SchenkerAXA Advisors, LLCVALIC Financial Advisors, Inc.08-02-2011
Shenandoah MillionAXA Advisors, LLCAmeriprise Financial Services, Inc.10-03-2011
James Howard GinsburgAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2012
Alexis Steffanie ResnickAXA Advisors, LLCVoya Financial Advisors, Inc.01-04-2012
Toufik Jebrane BouhamidAXA Advisors, LLCVALIC Financial Advisors, Inc.01-06-2012
Rene Antonio NegronAXA Advisors, LLCInSight Securities, Inc.08-07-2012
Mario Joseph BasiloneAXA Advisors, LLCLPL Financial LLC09-14-2012
Harris Greenfield MandlerAXA Advisors, LLCVoya Financial Advisors, Inc.05-06-2013
James F. ReddingtonAXA Advisors, LLCVALIC Financial Advisors, Inc.$5006-12-2013
Lynn Frances PadroAXA Advisors, LLCCitigroup Global Markets Inc.04-01-2014
William Long LynchAXA Advisors, LLCRaymond James & Associates, Inc.$2505-06-2014
Rania Christina JawdeAXA Advisors, LLCMetLife Securities Inc.09-10-2014
Franklin George RekasAXA Advisors, LLCMetLife Securities Inc.$1009-17-2014
Joanna Maria GrecoAXA Advisors, LLCMetLife Securities Inc.12-04-2014
Marco Enrique TejadaAXA Advisors, LLCWells Fargo Clearing Services, LLC$10005-20-2015
Colin P. KellyAXA Advisors, LLCWells Fargo Clearing Services, LLC10-08-2015
Mariano Farid LlosaAXA Advisors, LLCSouthern Trust Securities, Inc.03-15-2016
Lori A McCordAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2016
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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