Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph R. WatsonAXA Advisors, LLCEdward Jones03-11-2009
Kathryn Marie ConnorsAXA Advisors, LLCJ. W. Cole Advisors, Inc.01-03-2012
Henry Douglas BushAXA Advisors, LLCCountry Capital Management Company11-08-2012
Darin Wayne DennisAXA Advisors, LLCEdward Jones09-25-2013
Sopros SokAXA Advisors, LLCWaddell & Reed05-30-2014
Paul P. PongniphonAXA Advisors, LLCMML Investors Services, LLC09-29-2017
Gregory KimackAXA Advisors, LLCFarmers Financial Solutions, LLC11-22-2017
Richard Bryan YustAXA Advisors, LLCMML Investors Services, LLC$2502-02-2018
Richard Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
Blake Joseph RobbinsAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-24-2018
Walter Carl RoddyAXA Advisors, LLCCetera Advisor Networks LLC$10006-08-2018
Jenny A McClellanAXA Advisors, LLCWells Fargo Clearing Services, LLC05-08-2019
Joshua David BasinskiAXA Advisors, LLCWells Fargo Advisors Financial Network, LLC12-20-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.