Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Carl FeeneyAXA Advisors, LLCVALIC Financial Advisors, Inc.$2502-18-2009
Jeffrey Guy WedgeworthAXA Advisors, LLCEdward Jones04-01-2009
Brian John AhearnAXA Advisors, LLCWells Fargo Advisors Financial Network, LLC05-01-2009
Philip Charles NuccetelliAXA Advisors, LLCWells Fargo Clearing Services, LLC$15006-19-2009
Gerald Joseph CoughlinAXA Advisors, LLCSagePoint Financial, Inc.$2510-01-2009
Matthew Robert SpeedyAXA Advisors, LLCMorgan Stanley$2510-26-2009
Benjamin Adam FelicelliAXA Advisors, LLCMorgan Stanley10-26-2009
David P FeeneyAXA Advisors, LLCNationwide Securities, LLC01-01-2010
John Robert MulvaneyAXA Advisors, LLCSignator Investors, Inc.07-07-2010
Thomas C ThomasAXA Advisors, LLCNYLIFE Securities LLC12-20-2010
Jermain Octaveus HallAXA Advisors, LLCRbc Professional Trader Group Llc07-29-2011
Adam Thomas KazalskiAXA Advisors, LLCInternational Planning Alliance, LLC08-12-2011
Christopher John KellyAXA Advisors, LLCWells Fargo Clearing Services, LLC12-09-2011
James P Byrne IIAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2012
Gregory Gerard CooperAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC02-21-2012
Scott Lee BrunnerAXA Advisors, LLCThe Buckingham Research Group Incorporated03-21-2012
Mahul Jitendra BalarAXA Advisors, LLCNYLIFE Securities LLC09-05-2012
Henry Salim YoussefAXA Advisors, LLCNYLIFE Securities LLC10-03-2012
Arnold Herbert KaminerAXA Advisors, LLCLPL Financial LLC11-27-2012
Kristopher TaubaldAXA Advisors, LLCBarclays Capital Inc.09-13-2013
Matthew Robert MalcAXA Advisors, LLCPark Avenue Securities LLC05-16-2014
Michelle Ann CicchiniAXA Advisors, LLCPark Avenue Securities LLC01-30-2015
Keith Christopher WrenAXA Advisors, LLCAllstate Financial Services, LLC06-16-2015
Asghar Ali ChaudhryAXA Advisors, LLCPFS Investments Inc.10-01-2015
Brian P. MorrisAXA Advisors, LLCOppenheimerFunds Distributor, Inc.01-12-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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