Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
Darren OlivieriAXA Advisors, LLCAegis Capital Corp.$15008-16-2019
Christine Rosemary VayAXA Advisors, LLCUSA Financial Securities Corporation07-01-2019
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Services, LLC05-01-2019
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
Nathaniel David KellyAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC04-09-2019
Thomas Hongkyo KimAXA Advisors, LLCTransamerica Financial Advisors, Inc03-14-2019
Michael Joseph ZimitsAXA Advisors, LLCPHX Financial, Inc.02-27-2019
William Benjamin GreenmanAXA Advisors, LLCCetera Advisors LLC12-21-2018
Francis Thomas Masi Sr.AXA Advisors, LLCThrivent Investment Management Inc.09-23-2018
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Xue MillerAXA Advisors, LLCPFS Investments Inc.$2508-17-2018
Marco FranzellaAXA Advisors, LLCMML Investors Services, LLC05-11-2018
Thomas E. DooneyAXA Advisors, LLCMorgan Stanley04-27-2018
William J ScottiAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC04-12-2018
Gregory Paul SmithAXA Advisors, LLCMorgan Stanley04-07-2018
Daniel Anthony BragaAXA Advisors, LLCLPL Financial LLC09-28-2017
Frank J. Ward Jr.AXA Advisors, LLCTransamerica Financial Advisors, Inc09-21-2017
Danny Shiva SookramAXA Advisors, LLCAegis Capital Corp.04-07-2017
John James Thomson Jr.AXA Advisors, LLCMetLife Securities Inc.02-17-2017
Dickran M KabarajianAXA Advisors, LLCMetLife Securities Inc.12-01-2016
Kristopher S. WoodcockAXA Advisors, LLCSanford C. Bernstein & Co., LLC11-01-2016
Michael Paul ButenskyAXA Advisors, LLCNYLIFE Securities LLC10-21-2016
Joseph A GambinoAXA Advisors, LLCPFS Investments Inc.10-10-2016
Denise Elizabeth ChiarellaAXA Advisors, LLCMetLife Securities Inc.10-07-2016
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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