Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
Arthur Ira BelkinAXA Advisors, LLCWellfleet Investments LLC10-30-2009
Marc David AnazagastyAXA Advisors, LLCMetLife Securities Inc.04-30-2010
Sanaz Sonya TabriziAXA Advisors, LLCMetLife Securities Inc.07-29-2010
Todd Mccabe O'DonnellAXA Advisors, LLCSignator Investors, Inc.08-27-2010
Daniel Albert McAuliffeAXA Advisors, LLCDynasty Capital Partners, Inc.03-15-2011
Ken HaraAXA Advisors, LLCAmeriprise Financial Services, Inc.06-30-2011
Michael John O'DareAXA Advisors, LLCHornor, Townsend & Kent, LLC09-02-2011
Linda Grace BanksAXA Advisors, LLCHSBC Securities (USA) Inc.09-20-2011
Gregory Adam MosickAXA Advisors, LLCSignator Investors, Inc.$10001-04-2012
Charles Holt IIIAXA Advisors, LLCTower Square Securities, Inc.01-05-2012
Jeffrey Patrick HarrisonAXA Advisors, LLCPark Avenue Securities LLC06-01-2012
Michael Scott DonnellyAXA Advisors, LLCPark Avenue Securities LLC06-04-2012
Melissa Ann SchneiderAXA Advisors, LLCCadaret, Grant & Co., Inc.09-26-2012
William F Worth Jr.AXA Advisors, LLCSignator Investors, Inc.10-12-2012
Ronald Francis Gottl IIAXA Advisors, LLCMetLife Securities Inc.12-31-2012
Mindy DunniganAXA Advisors, LLCSaddle River Capital Management, LLC03-06-2013
John Robert MacdonaldAXA Advisors, LLCM&T Securities, Inc.03-14-2013
Kevin Bradly BuschAXA Advisors, LLCMorgan Stanley06-12-2013
Benjamin P ManleyAXA Advisors, LLCMorgan Stanley08-21-2013
Kelly Delaisne PowersAXA Advisors, LLCRoyal Alliance Associates, Inc.$10009-24-2013
Austin Thomas JettAXA Advisors, LLCChimera Securities, LLC10-25-2013
Timothy Paul GordonAXA Advisors, LLCMorgan Stanley03-07-2014
Mark Lawrence HarrisAXA Advisors, LLCNational Securities Corporation03-28-2014
Joseph Robert GuarinoAXA Advisors, LLCWells Fargo Clearing Services, LLC04-02-2014
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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