Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Ralph ShawAXA Advisors, LLCLara, May & Associates, LLC$15011-09-2018
Julie Russell NobileAXA Advisors, LLCCitizens Securities, Inc.$15010-25-2018
Gregory Aaron ResnickAXA Advisors, LLCCitizens Securities, Inc.07-03-2018
Eugene George Zrinyi Jr.AXA Advisors, LLCTD Ameritrade, Inc.04-16-2018
Joseph Russell ReedyAXA Advisors, LLCFifth Third Securities, Inc.$5004-05-2018
Corey Richard FogelAXA Advisors, LLCFidelity Brokerage Services LLC03-12-2018
Michael Wayne Kelley IIAXA Advisors, LLCRaymond James Financial Services, Inc.11-15-2017
Fred George Schoenfeld IIAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC09-21-2017
Dorian Scott HolmesAXA Advisors, LLCScottrade, Inc.07-17-2017
Richard Michael SchlaackAXA Advisors, LLCFidelity Brokerage Services LLC07-14-2017
Douglas Michael ZulloAXA Advisors, LLCVoya Financial Advisors, Inc.07-13-2017
Renick Allen BrownAXA Advisors, LLCNationwide Securities, LLC04-19-2017
Zachary Bert CampbellAXA Advisors, LLCCharles Schwab & Co., Inc.05-25-2016
Jason Ryan BennettAXA Advisors, LLCDeutsche Bank Securities Inc.05-19-2016
Benjamin Michael TaylorAXA Advisors, LLCSecurian Financial Services, Inc.04-12-2016
Matthew James DeckerAXA Advisors, LLCSecurian Financial Services, Inc.04-12-2016
Daniel Brady CotterAXA Advisors, LLCRehmann Financial$1,00004-05-2016
David C BarthAXA Advisors, LLCRehmann Financial$15004-05-2016
Joseph Cox GranzierAXA Advisors, LLCRehmann Financial$1,00004-05-2016
John Phillip CorrentiAXA Advisors, LLCForest Securities, Inc.10-08-2015
Kevin Anderson KerrAXA Advisors, LLCFarmers Financial Solutions, LLC09-04-2015
Tyler Joseph SchroederAXA Advisors, LLCRoyal Alliance Associates, Inc.08-04-2015
Patrick Michael MartinAXA Advisors, LLCINVEST Financial Corporation04-15-2015
Michael Richard SimaAXA Advisors, LLCLincoln Financial Advisors Corporation02-24-2015
Sarah Jane Mitchell HuelsmanAXA Advisors, LLCLPL Financial LLC12-12-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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