Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan David LaneAXA Advisors, LLCMutual Service Corporation04-02-2009
Garnet Lyndon WahlundAXA Advisors, LLCProEquities, Inc.$5002-24-2010
Paul Anthony BernierAXA Advisors, LLCAmeriprise Financial Services, Inc.06-20-2011
Edward M BuffingtonAXA Advisors, LLCVALIC Financial Advisors, Inc.08-02-2011
Brandon Dennis StrongAXA Advisors, LLCVALIC Financial Advisors, Inc.08-02-2011
Annette Pelfrey KitchenAXA Advisors, LLCVALIC Financial Advisors, Inc.12-15-2011
Zach CouchAXA Advisors, LLCVoya Financial Advisors, Inc.08-17-2012
Carol Marie Rodgers-RivirAXA Advisors, LLCVALIC Financial Advisors, Inc.$5011-01-2012
Dale Edward SwanzerAXA Advisors, LLCThrivent Investment Management Inc.04-01-2014
John P. DilworthAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Frederick Joshua KeresturyAXA Advisors, LLCNationwide Securities, LLC07-01-2014
Christopher Todd RobertAXA Advisors, LLCNYLIFE Securities LLC11-25-2014
David C. BarthAXA Advisors, LLCRehmann Financial$4504-05-2016
Joseph Cox GranzierAXA Advisors, LLCRehmann Financial04-05-2016
Jason Ryan BennettAXA Advisors, LLCDeutsche Bank Securities Inc.05-19-2016
Zachary Bert CampbellAXA Advisors, LLCCharles Schwab & Co., Inc.05-25-2016
Corey R. FogelAXA Advisors, LLCFidelity Brokerage Services LLC03-12-2018
Joseph Russell ReedyAXA Advisors, LLCFifth Third Securities, Inc.$5004-05-2018
Eugene George Zrinyi Jr.AXA Advisors, LLCTD Ameritrade, Inc.04-16-2018
Gregory Aaron ResnickAXA Advisors, LLCCitizens Securities, Inc.07-03-2018
Julie Russell NobileAXA Advisors, LLCCitizens Securities, Inc.$15010-25-2018
Charles Ralph ShawAXA Advisors, LLCLara, May & Associates, LLC$15011-09-2018
Sean Michael MccoyAXA Advisors, LLCMML Investors Services, LLC01-22-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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